Our Fiduciary Standards

We are a financial services firm rooted in the community and have developed our business by creating close, personal relationships with our clients.

Fiduciary Responsibility

Did you know...Having a fiduciary responsibility holds our firm to the highest standard in the industry.

In plain language, “fiduciary” means we act in your best interest; every decision we make is for your benefit.

Did you know that different advisors are held to different standards? Only advisors who have a Series 65 license have a legal, fiduciary responsibility to act in their client's best interests. Other advisors are held to the significantly lower standard known as the “suitability” standard, meaning that as long as they do what is deemed “suitable,” they are fully within their legal rights to act in their best interest and their company’s best interest before those of their clients.

Strategic Wealth Designers' Investment Advisor Representatives (IAR's) are bound by the fiduciary standard, a fiduciary duty. This means we always provide advice and recommend investments that we view as being in your best interest.

We are also required to provide upfront disclosures about: our qualifications, what services we provide, how we are compensated, possible conflicts of interest and whether we have any record of disciplinary actions against us.

For more information on Strategic Wealth Designers' fiduciary responsibilities, or to schedule a no-obligation consultation, contact us.

To schedule a time to discuss your financial future and the possible role of insurance or investments in your financial strategy, contact us at info@SWDgroup.com or call us at 502-412-3354 today!

Have Questions for Us?

It can be difficult to make financial decisions without access to information. If you have questions or concerns about your current retirement strategy, feel free to contact us using the form below.

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Privacy Policy | Terms of Use

Strategic Wealth Designers, LLC is a Registered Investment Advisor in the states of Kentucky and Indiana. Matt Dicken, Dustin Stanley and Jordan Schwartz are Investment Advisory Representatives affiliated with Strategic Wealth Designers, LLC. The advisors may not transact business in states where they are not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.

*Guarantees provided by insurance products are backed by the claims-paying ability of the issuing carrier.

The retirement kit is provided for informational purposes only. It is not intended to provide tax or legal advice. By requesting this report you may be provided with information regarding the purchase of insurance and investment products in the future.